Foundations of Newtonian Mechanics: From the Three Laws to Momentum and Energy Conservation
Prerequisite:Limits and Continuity: Reading ε-δ as a Contract on Error、Vector Spaces and Linear Maps: From the Eight Axioms to the Rank-Nullity Theorem
0. Key points
Section titled “0. Key points”- Newton’s first law is not the claim that “a body free of forces moves uniformly in a straight line”. It is the claim that a coordinate system with that property (an inertial frame) exists. The second law has meaning only in such a frame.
- The equation of motion is a second-order differential equation for the position. That is precisely why prescribing an initial position and an initial velocity determines all subsequent motion uniquely.
- The equations close only once we say what the force actually is (gravity, a spring, friction). The part that specifies the form of the force is not a law but a constitutive relation, obtained from experiment.
- Conservation of momentum follows from the third law (action and reaction); conservation of mechanical energy follows from the force being conservative. Both are consequences of the equation of motion, not additional axioms.
- In a one-dimensional conservative system, one obtains the motion simply by treating energy conservation as a first-order equation and integrating it (quadrature). Sketching the potential reveals the qualitative behaviour of the motion before any calculation.
1. Motivation: why force equals acceleration
Section titled “1. Motivation: why force equals acceleration”Since Aristotle, the relation between force and motion had been read as “force determines velocity”. Keep pushing a cart and it moves; let go and it stops. Everyday experience supports this view.
Galileo destroyed it. Watching balls roll on inclined planes, he noticed that they speed up going down, slow down going up, and on a horizontal plane keep moving at the same speed indefinitely — the more so the more friction is reduced. The conclusion is that no force is needed to maintain uniform rectilinear motion. The released cart stops not because the force disappeared, but because another force, friction, acts on it.
Restated in the language of the calculus, the reversal reads as follows: what a force fixes is not the velocity but the acceleration ; that is, the equation of motion is a second-order differential equation for the position. This single fact — the order being two — very nearly settles the character of classical mechanics. The initial value problem for a second-order ordinary differential equation has a unique solution once the initial position and the initial velocity are specified. Conversely, knowing the position alone tells us nothing about the future; we must know the velocity at the same time. When Laplace spoke of an intelligence that knows the positions and velocities of all the particles in the universe and can therefore compute the future, the pairing of “position and velocity” was a direct reflection of the equation being of second order.
What Newton did in the Principia of 1687 was to write this insight down as a system of axioms and then, combining it with a specific form for the force — universal gravitation — to derive the planetary laws that Kepler had extracted from observation. The claim that celestial motion and terrestrial falling obey the same equation was, for its time, extraordinarily bold. The application to planetary motion is treated in Planetary Motion and Central Forces; that the orbits are conic sections is Kepler's first law(Theorem 5.2)[Planetary Motion and Central Forces].
In this article we restate the three laws precisely and then verify that the conservation laws are theorems, not axioms. Both momentum conservation and energy conservation can be proved from the equation of motion. Once the proofs make visible which hypothesis supports which conservation law, one can also predict what happens when those hypotheses fail — when there is friction, or an external force.
2. Preliminaries: point masses, time, trajectories
Section titled “2. Preliminaries: point masses, time, trajectories”The simplest object in classical mechanics is a point mass: a body whose size may be ignored so that a single point represents it, its state given by a position vector alone. Whether the Earth may be treated as a point mass depends on the scale of the problem (yes for its orbital motion, no for its rotation).
We identify three-dimensional space with the real vector space and describe the position of the point mass by a function of time . We take for granted the vector-space structure treated in Vector Spaces and Linear Maps (the definition of a vector space(Definition 3.1)[Vector Spaces and Linear Maps]). When is twice differentiable, we call
the velocity and the acceleration respectively. The dot denotes differentiation with respect to time, a notation going back to Newton. For the definition of the derivative itself (Definition 3.3[The Derivative]), see The Derivative and the Basic Rules of Differentiation.
We assume that every body carries a mass , a positive real number. The mass is intrinsic to the body and is assumed independent of place and of state of motion — within classical mechanics; relativity modifies this assumption.
3. The three laws of motion
Section titled “3. The three laws of motion”The three laws are mutually independent assertions. We take them in turn.
Definition 3.1(Inertial frame)
Among the reference systems that assign a pair of time and spatial coordinates, those in which every point mass subject to no force from other bodies moves uniformly in a straight line (with acceleration ) are called inertial frames.
Axiom 3.2(First law (law of inertia))
There exists at least one inertial frame.
If one states the first law as “a body subject to no force moves uniformly in a straight line”, it is nothing more than the second law with , and carries no independent content. The content of the first law is instead an existence claim: there exists a stage (an inertial frame) on which the second law holds. In a coordinate system fixed to a rotating disc, a point mass subject to no force appears to curve; fictitious forces called centrifugal and Coriolis forces appear. The first law guarantees that not all frames are of this kind.
Axiom 3.3(Second law (law of motion))
In an inertial frame, define the momentum of a point mass of mass by . Then, for the force acting on the point mass,
holds. In particular, when is independent of time this may be written .
When the mass varies — a rocket expelling fuel, for instance — the form is the essential one, and using as it stands gives wrong answers. From here on we take constant.
Axiom 3.4(Third law (action and reaction))
Writing for the force exerted by point mass on point mass ,
holds (the weak form). If moreover is parallel to the line joining the two point masses, we say that the strong form holds.
The weak form suffices to derive conservation of momentum, but conservation of angular momentum requires the strong form. Gravity and the Coulomb force satisfy the strong form. On the other hand, the magnetic force between moving charges does not satisfy the third law at all; the missing momentum is carried off by the electromagnetic field. It is safest to understand the third law not as a universal truth but as an assumption that depends on the type of force. The viewpoint that recasts conservation laws in terms of a deeper principle — the symmetries of spacetime — is treated in Symmetries and Conservation Laws (Noether’s Theorem) (Noether's theorem(Theorem 4.1)[対称性と保存則]).
Remark 3.5(Are force and mass defined circularly?)
Ask what a force is and one is told “mass times acceleration”; ask what mass is and one is told “the reluctance to accelerate under a given force”. That is a circle. Mach criticised exactly this point and showed a way out: define the ratio of masses first, using the third law. When two isolated point masses interact, holds, so measuring the ratio of the accelerations fixes the mass ratio without any knowledge of the force. Fix a standard kilogram and every mass becomes measurable. Once masses are fixed, the second law defines force, and specific force laws such as “gravity falls off as the power of the distance” acquire independent content.
4. Constitutive laws for forces
Section titled “4. Constitutive laws for forces”The three laws alone do not determine any motion. Only when we specify what function of position, velocity and time is does the equation of motion become a differential equation to be solved. Such a specification comes from experiment and is called a constitutive law. Here are the standard ones.
Universal gravitation. Two point masses of masses and separated by a distance attract each other with a force of magnitude , where . Near the surface of the Earth one may take (the Earth’s radius), so the magnitude of the force is with very nearly constant.
Spring force (Hooke’s law). For an extension from the natural length, , with a spring constant . This linearity is not a fundamental law but an approximation. Indeed, if a general potential has a minimum at , then Taylor’s theorem (Theorem 5.3[Mean Value Theorems and Taylor's Theorem], The Mean Value Theorem and Taylor’s Theorem) gives
(the first-order term vanishes because ). Hence the force is , and setting recovers Hooke’s law. Near a minimum, every system is approximately a spring. This is why simple harmonic motion appears in every field.
Friction. For sliding friction between solids one commonly uses Coulomb’s approximation: a force of magnitude independent of the speed, directed opposite to the motion, where is the normal force and the coefficient of kinetic friction. Drag in a fluid is (viscous drag) at low speeds, and has magnitude proportional to at high speeds.
Constraint forces. The tension in a string or the normal force from a floor is not given in advance; its value is determined by the requirement that a condition be met — that the string not stretch, that the body not penetrate the surface. Eliminating constraint forces from the treatment is one of the chief motivations for Lagrangian Mechanics.
Proposition 4.1(Uniqueness for the initial value problem)
Let and let , , be continuous and moreover Lipschitz continuous in uniformly in : there exists such that for all and all ,
Then on an interval there is at most one solution satisfying
Remark 4.2(When uniqueness fails)
The proof is placed in the Appendix. Drop the Lipschitz condition and uniqueness genuinely breaks down. Norton pointed out that an equation of the form (with ) admits, for the initial condition , the solution (when ) besides , and he presented this as a mechanical system by shaping it into a “dome”. The right-hand side is not Lipschitz at , so the hypothesis of Proposition 4.1 fails. Determinism in classical mechanics does not come from the laws themselves but from an additional assumption: the smoothness of the force.
5. Solving one-dimensional motion
Section titled “5. Solving one-dimensional motion”From here we consider motion along a line. The equation of motion is .
5.1. Uniformly accelerated motion
Section titled “5.1. Uniformly accelerated motion”When is a constant , the acceleration is constant too. Integrating from (by the fundamental theorem of calculus, Theorem 5.4[積分の基本定理と定積分], The Fundamental Theorem of Calculus and Definite Integrals),
Substituting from the first equation (for ) into the second,
which gives the time-free relation . This is a special case of the energy conservation law proved below (Theorem 7.5). Indeed, multiplying both sides by gives , which is exactly the statement that the change in kinetic energy equals the work done.
Example 5.1(Falling with viscous drag)
Take the downward vertical direction as positive and suppose a body of mass falls from under gravity and viscous drag with . The equation of motion is
Setting and gives . Putting we get , hence . Therefore , and
(integrating with ). As we have , the terminal velocity.
Let us check that we recover free fall in the limit of negligible drag. For small we have , so
(using ). The first term is , the free-fall velocity. The relative size of the correction is , so we may say quantitatively that drag can be ignored as long as .
5.2. Simple harmonic motion
Section titled “5.2. Simple harmonic motion”Theorem 5.2(General solution of the harmonic oscillator)
Let , and set . If is and satisfies
then
holds for every . Conversely, for any real numbers the function is a solution of the equation.
Proof(Theorem 5.2)
We first check the converse direction. With we have and , so and the equation is satisfied.
Now for uniqueness. Let be a solution, put , , and define
Both and the bracketed function solve the equation, and the equation is linear in , so also satisfies . Moreover and .
Now set
Since is , is differentiable, and the product rule gives
Hence is constant, and , so . As is a sum of two non-negative terms, both vanish; in particular . Since , we get for every .
This proof anticipates the energy conservation law derived later (Theorem 7.5) and uses it as a tool for uniqueness. In the language of linear algebra, we have shown that the solution space is a two-dimensional vector space with basis .
Rewriting with and , the quantity is the amplitude, the angular frequency and the phase. The period is , and note that it is independent of the amplitude (isochronism).
Example 5.3(A spring pendulum in numbers)
A body attached to a spring with and is pulled from the equilibrium position and released from rest.
The angular frequency is , the period is , and the frequency is .
The initial conditions are and , so by Theorem 5.2 we have . Hence the maximum speed is and the maximum magnitude of the acceleration is .
The total energy is . All of it should become kinetic energy at the instant the body passes through the centre, and indeed agrees.
6. Conservation of momentum
Section titled “6. Conservation of momentum”We now consider a system of point masses. We split the force on point mass (mass , position ) into the external force acting from outside the system and the internal forces exerted by the point masses within the system. The second law (Axiom 3.3) reads
Theorem 6.1(Conservation of momentum)
In the setting above, suppose the internal forces satisfy the weak form of the third law (Axiom 3.4), . Define the total momentum of the system by . Then
holds. In particular, if the sum of the external forces vanishes identically, then is constant in time.
Proof(Theorem 6.1)
Sum the equations of motion over :
The double sum runs over all ordered pairs with . Grouping it by unordered pairs , each unordered pair contributes exactly two terms, and . By the weak form of the third law their sum is . Hence the entire double sum vanishes, which gives the first identity.
If the sum of the external forces is , then , so each component is a constant function and is constant.
Corollary 6.2(Motion of the centre of mass)
Let be the total mass and the centre of mass. Under the hypotheses of Theorem 6.1,
That is, the centre of mass moves exactly as a single point mass carrying the whole mass and subject to the sum of the external forces.
Proof(Corollary 6.2)
Differentiating once with respect to gives (both and are constants, so linearity of differentiation applies directly). Differentiating once more gives , and applying Theorem 6.1 yields the conclusion.
Thanks to this corollary one can say at once that when a firework bursts, the centre of mass of all the fragments continues along the original parabola. However complicated the internal forces of the explosion, they have no effect whatsoever on the motion of the centre of mass.
Example 6.3(Perfectly inelastic collision)
On a smooth horizontal surface a cart of mass travelling at collides with a stationary cart of mass and the two stick together. No external force acts horizontally, so by Theorem 6.1 the momentum is conserved across the collision:
What about the kinetic energy? Before the collision it is and afterwards , so has been lost. The lost part went into deformation and heat.
Momentum is conserved but kinetic energy is not. This asymmetry matters. Momentum conservation follows from the third law alone and is therefore indifferent to the details of the internal forces, whereas conservation of mechanical energy requires, as the next section shows, the additional condition that the force be conservative.
7. Work and energy
Section titled “7. Work and energy”Definition 7.1(Work and kinetic energy)
When a point mass moves under a force along a path , we define the work done by the force during this interval to be
and the kinetic energy of the point mass to be .
Theorem 7.2(Work-energy theorem)
Let a point mass of constant mass satisfy the equation of motion in an inertial frame, with of class on and continuous. Then
That is, the change in kinetic energy equals the work done by the force during that interval.
Proof(Theorem 7.2)
Differentiate . The inner product is a sum of products of components, so applying the product rule componentwise gives
(using symmetry of the inner product). Substituting the equation of motion (Axiom 3.3) gives .
Since is and is continuous, the right-hand side is continuous on and is . By the fundamental theorem of calculus,
Definition 7.3(Conservative forces and potentials)
A force field defined on a region is called conservative if there is a function with
This is called the potential energy. It is unique up to an additive constant (when is connected).
A conservative force is determined by position alone and involves neither velocity nor time. Friction depends on the direction of motion — it is a function of velocity — and so falls outside this definition. For multivariable differentiation and the gradient , see the definition of total differentiability(Definition 4.1)[多変数関数の微分と偏微分] (Differentiation of Functions of Several Variables).
Proposition 7.4(Every continuous force in one dimension is conservative)
Let be an interval, let be continuous, fix and set
Then is with ; that is, is conservative.
Proof(Proposition 7.4)
Since is continuous on , the fundamental theorem of calculus says that is differentiable with derivative equal to , and this derivative is continuous because is. Multiplying by gives with continuous, i.e. is .
In one dimension, every force that is a continuous function of position is conservative. Energy conservation can fail only when the force depends on velocity (friction, drag) or depends explicitly on time (the system is being shaken from outside). In three dimensions the situation changes: a function of position alone need not be conservative — one needs .
Theorem 7.5(Conservation of mechanical energy)
Let be constant, let be a function on a region , and suppose a point mass traces a trajectory inside satisfying the equation of motion
Then the mechanical energy
is constant in time.
Proof(Theorem 7.5)
As shown in the proof of Theorem 7.2, . On the other hand, the chain rule (Theorem 6.1[多変数関数の微分と偏微分]) gives
Using the hypothesis ,
Since is differentiable on an interval with identically vanishing derivative, the mean value theorem shows it is a constant function.
Corollary 7.6(Quadrature for one-dimensional conservative systems)
Consider one-dimensional motion governed by with of class , and set . On an interval where and , we have
That is, the motion is determined by a single integration (a quadrature).
Proof(Corollary 7.6)
By Theorem 7.5 we have . Dividing both sides by and taking the square root, choosing the positive sign because by hypothesis, gives the first identity. Next, separate variables in the first identity as and integrate from to . The left-hand side becomes a substitution integral in , and since the integrand is continuous, so the second identity follows.
7.1. Reading the motion off the potential diagram
Section titled “7.1. Reading the motion off the potential diagram”Because , the point mass can only enter the region where . At points where equality holds the velocity vanishes and the motion turns around; such points are called turning points. Simply drawing the horizontal line on the graph of the potential tells us whether the motion is bounded or unbounded and where it turns around.
At the energy shown in the figure, the point mass oscillates between and (bounded motion). Raise until the dashed line passes above the horizontal asymptote and the right-hand turning point disappears: the point mass escapes to infinity (unbounded motion). The energy at this boundary is the condition for the binding to break; for a celestial body it gives the escape velocity.
Example 7.7(Escape velocity from the Earth)
The potential of a body of mass at distance from the centre of the Earth (mass , radius ) is , with the zero taken at infinity. If it is launched vertically upward from the surface with speed , then, neglecting air resistance and the Earth’s rotation, Theorem 7.5 tells us that
is conserved. Reaching infinity (where as , with ) requires and is guaranteed by , that is
Putting in numbers: and , so
Note that the mass drops out. A ball and a rocket need the same speed.
Example 7.8(With friction: energy is not conserved)
A body of mass slides along a horizontal surface with initial speed . With a coefficient of kinetic friction and , the normal force is and the friction force has magnitude , directed opposite to the motion. The equation of motion is , so the acceleration is the constant .
Substituting into the relation for uniformly accelerated motion, the stopping distance is
Let us balance the energy books. The initial kinetic energy is , and the work done by friction is ; the two match, as Theorem 7.2 requires. But friction depends on the direction of the velocity, so it is not a conservative force, and there is no potential storing those . The mechanical energy turns into heat and leaves the framework of mechanics.
flowchart TD A["Second law: m a = F"] --> B["Equation of motion for one point mass"] C["Third law: action and reaction (weak form)"] --> D["Internal forces cancel"] B --> D D --> E["Momentum conservation (external forces sum to 0)"] B --> F["Work-energy theorem"] G["Conservative force: F = -grad U"] --> H["Mechanical energy conservation"] F --> H H --> I["Solvable by quadrature in one dimension"]
The diagram shows that the conservation laws are consequences of the equation of motion. There is, however, a route in the opposite direction, deriving the conservation laws from a more fundamental principle: homogeneity of space yields conservation of momentum and homogeneity of time yields conservation of energy. That is Noether’s theorem (Symmetries and Conservation Laws (Noether’s Theorem)). Its formulation requires Lagrangian Mechanics.
8. Exercises
Section titled “8. Exercises”Exercise 8.1Easy
A ball is thrown vertically upward from the ground with initial speed . Neglecting air resistance and taking , find the height of the highest point and the time needed to reach it. Then obtain the same from energy conservation.
Solution
Take upward as positive. The only force is gravity, so and the acceleration is the constant . From the formulas for uniformly accelerated motion, . At the highest point , so
Substituting into gives the height
Energy gives the same result. Gravity is a function of position alone, so by Proposition 7.4 it is conservative, with (indeed ). By Theorem 7.5,
which is , independent of the mass.
Exercise 8.2Standard
For motion governed by with initial conditions and , express the amplitude (the maximum value attained by ) in terms of , and . Then verify that the result is consistent with energy conservation.
Solution
By Theorem 5.2, . Put , , , and choose with and (such a exists because for the pair lies on the unit circle). The addition formula then gives
The range of is and there is a with , so the maximum is exactly . Hence
Now the consistency with energy. By Theorem 7.5, is constant. On the other hand, at the instants when we have , so . Equating the two,
in agreement with the previous result.
Exercise 8.3Standard
Two point masses of masses move along a smooth line with velocities , collide and stick together. No external force acts. Find the velocity after the collision and show that the kinetic energy lost is
(the quantity is called the reduced mass).
Solution
The sum of the external forces is , so by Theorem 6.1 the momentum is conserved:
Put . The change in kinetic energy is
Bringing the right-hand side over a common denominator and computing the numerator,
Therefore
The loss is determined by the relative velocity alone, and there is no loss only when the relative velocity is (the two travelling side by side at the same velocity). For the numbers in Example 6.3, and , agreeing with the value computed directly.
Exercise 8.4Hard
Using the quadrature formula of Corollary 7.6, compute the period of a point mass of mass moving with energy in the potential , and verify that , i.e. that the period does not depend on .
Solution
Solving gives the turning points with . The motion is a back-and-forth between and , and by symmetry the period is four times the time needed to move from to . Indeed, is even, so the equation is invariant under , and it is also invariant under time reversal ; hence the four stretches , , , all take the same time.
By Corollary 7.6, while moves from to (where and for ),
where we used . Substituting gives and (since for ), so
(the integrand diverges as , but the integral after substitution is finite: it converges as an improper integral). Therefore
The amplitude cancelled, so the period is independent of the energy. This is the isochronism of the harmonic oscillator. If is proportional to something other than — say — then survives and the period does depend on the amplitude.
References
Section titled “References”- I. Newton, Philosophiæ Naturalis Principia Mathematica, 1687 — the opening “Axioms, or Laws of Motion”. A Japanese translation is Saruhito Nakano (trans.), Principia: Shizen Tetsugaku no Sūgakuteki Genri, Kodansha (in Japanese).
- Kiyoshi Harashima, Rikigaku, Shokabo (in Japanese) — Chapters 1–3. A standard Japanese textbook, careful about the meaning of the three laws and about one-dimensional solution methods.
- L. D. Landau and E. M. Lifshitz, Rikigaku (Mechanics, 3rd revised ed.), Tokyo Tosho (in Japanese) — Chapters 1 and 2. Starts from the principle of least action and derives the conservation laws from symmetries.
- D. Kleppner and R. Kolenkow, An Introduction to Mechanics, 2nd ed., Cambridge University Press, 2014 — Chapters 2–5 (Newton’s laws, momentum, energy).
- V. I. Arnold, Mathematical Methods of Classical Mechanics, 2nd ed., Springer, 1989 — Chapter 1. Gives a mathematical formulation of Galilean transformations and of the principle of determinacy.
- J. D. Norton, “The Dome: An Unexpectedly Simple Failure of Determinism”, Philosophy of Science 75 (2008) — an example in which determinism in classical mechanics fails once the Lipschitz condition is violated.
Appendix: Proof of uniqueness
Section titled “Appendix: Proof of uniqueness”Strategy. We prove Proposition 4.1. We rewrite the second-order equation as a first-order system and apply Grönwall’s inequality to the difference of two solutions.
Put and define
The original equation is then equivalent to with . Indeed, that satisfies this system means and , which is the same as .
Lipschitz continuity of . For with , estimating the norm by the sum of the components,
(using the assumed Lipschitz condition). Writing the coefficient on the right as and measuring by the componentwise sum norm , we obtain .
Passing to the integral form. Let be solutions on with the same initial value. Both are , so the fundamental theorem of calculus gives, for ,
Since the initial values agree, taking the difference gives
(using the triangle inequality for integrals and then the Lipschitz estimate).
Grönwall’s inequality. Set . Since is continuous, is with , and the inequality above reads with . Hence
so is non-increasing for , whence , i.e. . On the other hand gives , so ; then again together with yields . Therefore for .
Backwards in time. For , reverse time by setting . Then satisfies , whose right-hand side is Lipschitz with the same constant . Applying the same argument on the side and returning to the original variable gives agreement for . This establishes uniqueness on all of .
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