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Foundations of Newtonian Mechanics: From the Three Laws to Momentum and Energy Conservation

Prerequisite:Limits and Continuity: Reading ε-δ as a Contract on ErrorVector Spaces and Linear Maps: From the Eight Axioms to the Rank-Nullity Theorem

Raw
  • Newton’s first law is not the claim that “a body free of forces moves uniformly in a straight line”. It is the claim that a coordinate system with that property (an inertial frame) exists. The second law has meaning only in such a frame.
  • The equation of motion mr¨=Fm\ddot{\boldsymbol{r}} = \boldsymbol{F} is a second-order differential equation for the position. That is precisely why prescribing an initial position and an initial velocity determines all subsequent motion uniquely.
  • The equations close only once we say what the force actually is (gravity, a spring, friction). The part that specifies the form of the force is not a law but a constitutive relation, obtained from experiment.
  • Conservation of momentum follows from the third law (action and reaction); conservation of mechanical energy follows from the force being conservative. Both are consequences of the equation of motion, not additional axioms.
  • In a one-dimensional conservative system, one obtains the motion simply by treating energy conservation as a first-order equation and integrating it (quadrature). Sketching the potential reveals the qualitative behaviour of the motion before any calculation.

1. Motivation: why force equals acceleration

Section titled “1. Motivation: why force equals acceleration”

Since Aristotle, the relation between force and motion had been read as “force determines velocity”. Keep pushing a cart and it moves; let go and it stops. Everyday experience supports this view.

Galileo destroyed it. Watching balls roll on inclined planes, he noticed that they speed up going down, slow down going up, and on a horizontal plane keep moving at the same speed indefinitely — the more so the more friction is reduced. The conclusion is that no force is needed to maintain uniform rectilinear motion. The released cart stops not because the force disappeared, but because another force, friction, acts on it.

Restated in the language of the calculus, the reversal reads as follows: what a force fixes is not the velocity r˙\dot{\boldsymbol{r}} but the acceleration r¨\ddot{\boldsymbol{r}}; that is, the equation of motion is a second-order differential equation for the position. This single fact — the order being two — very nearly settles the character of classical mechanics. The initial value problem for a second-order ordinary differential equation has a unique solution once the initial position r(t0)\boldsymbol{r}(t_0) and the initial velocity r˙(t0)\dot{\boldsymbol{r}}(t_0) are specified. Conversely, knowing the position alone tells us nothing about the future; we must know the velocity at the same time. When Laplace spoke of an intelligence that knows the positions and velocities of all the particles in the universe and can therefore compute the future, the pairing of “position and velocity” was a direct reflection of the equation being of second order.

What Newton did in the Principia of 1687 was to write this insight down as a system of axioms and then, combining it with a specific form for the force — universal gravitation — to derive the planetary laws that Kepler had extracted from observation. The claim that celestial motion and terrestrial falling obey the same equation was, for its time, extraordinarily bold. The application to planetary motion is treated in Planetary Motion and Central Forces; that the orbits are conic sections is Kepler's first law(Theorem 5.2)[Planetary Motion and Central Forces].

In this article we restate the three laws precisely and then verify that the conservation laws are theorems, not axioms. Both momentum conservation and energy conservation can be proved from the equation of motion. Once the proofs make visible which hypothesis supports which conservation law, one can also predict what happens when those hypotheses fail — when there is friction, or an external force.

2. Preliminaries: point masses, time, trajectories

Section titled “2. Preliminaries: point masses, time, trajectories”

The simplest object in classical mechanics is a point mass: a body whose size may be ignored so that a single point represents it, its state given by a position vector alone. Whether the Earth may be treated as a point mass depends on the scale of the problem (yes for its orbital motion, no for its rotation).

We identify three-dimensional space with the real vector space R3\mathbb{R}^3 and describe the position of the point mass by a function of time r(t)=(x(t),y(t),z(t))\boldsymbol{r}(t) = (x(t), y(t), z(t)). We take for granted the vector-space structure treated in Vector Spaces and Linear Maps (the definition of a vector space(Definition 3.1)[Vector Spaces and Linear Maps]). When r\boldsymbol{r} is twice differentiable, we call

v(t)=r˙(t)=drdt,a(t)=r¨(t)=d2rdt2\boldsymbol{v}(t) = \dot{\boldsymbol{r}}(t) = \frac{d\boldsymbol{r}}{dt}, \qquad \boldsymbol{a}(t) = \ddot{\boldsymbol{r}}(t) = \frac{d^2\boldsymbol{r}}{dt^2}

the velocity and the acceleration respectively. The dot denotes differentiation with respect to time, a notation going back to Newton. For the definition of the derivative itself (Definition 3.3[The Derivative]), see The Derivative and the Basic Rules of Differentiation.

We assume that every body carries a mass m>0m > 0, a positive real number. The mass is intrinsic to the body and is assumed independent of place and of state of motion — within classical mechanics; relativity modifies this assumption.

The three laws are mutually independent assertions. We take them in turn.

Definition 3.1Inertial frame

Among the reference systems that assign a pair (t,r)(t, \boldsymbol{r}) of time and spatial coordinates, those in which every point mass subject to no force from other bodies moves uniformly in a straight line (with acceleration 0\boldsymbol{0}) are called inertial frames.

Axiom 3.2First law (law of inertia)

There exists at least one inertial frame.

If one states the first law as “a body subject to no force moves uniformly in a straight line”, it is nothing more than the second law with F=0\boldsymbol{F} = \boldsymbol{0}, and carries no independent content. The content of the first law is instead an existence claim: there exists a stage (an inertial frame) on which the second law holds. In a coordinate system fixed to a rotating disc, a point mass subject to no force appears to curve; fictitious forces called centrifugal and Coriolis forces appear. The first law guarantees that not all frames are of this kind.

Axiom 3.3Second law (law of motion)

In an inertial frame, define the momentum of a point mass of mass mm by p=mv\boldsymbol{p} = m\boldsymbol{v}. Then, for the force F\boldsymbol{F} acting on the point mass,

dpdt=F\frac{d\boldsymbol{p}}{dt} = \boldsymbol{F}

holds. In particular, when mm is independent of time this may be written ma=Fm\boldsymbol{a} = \boldsymbol{F}.

When the mass varies — a rocket expelling fuel, for instance — the form dp/dt=Fd\boldsymbol{p}/dt = \boldsymbol{F} is the essential one, and using ma=Fm\boldsymbol{a} = \boldsymbol{F} as it stands gives wrong answers. From here on we take mm constant.

Axiom 3.4Third law (action and reaction)

Writing Fji\boldsymbol{F}_{ji} for the force exerted by point mass ii on point mass jj,

Fji=Fij\boldsymbol{F}_{ji} = -\boldsymbol{F}_{ij}

holds (the weak form). If moreover Fji\boldsymbol{F}_{ji} is parallel to the line rjri\boldsymbol{r}_j - \boldsymbol{r}_i joining the two point masses, we say that the strong form holds.

The weak form suffices to derive conservation of momentum, but conservation of angular momentum requires the strong form. Gravity and the Coulomb force satisfy the strong form. On the other hand, the magnetic force between moving charges does not satisfy the third law at all; the missing momentum is carried off by the electromagnetic field. It is safest to understand the third law not as a universal truth but as an assumption that depends on the type of force. The viewpoint that recasts conservation laws in terms of a deeper principle — the symmetries of spacetime — is treated in Symmetries and Conservation Laws (Noether’s Theorem) (Noether's theorem(Theorem 4.1)[対称性と保存則]).

Remark 3.5Are force and mass defined circularly?

Ask what a force is and one is told “mass times acceleration”; ask what mass is and one is told “the reluctance to accelerate under a given force”. That is a circle. Mach criticised exactly this point and showed a way out: define the ratio of masses first, using the third law. When two isolated point masses interact, m1a1=m2a2m_1\boldsymbol{a}_1 = -m_2\boldsymbol{a}_2 holds, so measuring the ratio of the accelerations fixes the mass ratio m2/m1=a1/a2m_2/m_1 = |\boldsymbol{a}_1|/|\boldsymbol{a}_2| without any knowledge of the force. Fix a standard kilogram and every mass becomes measurable. Once masses are fixed, the second law defines force, and specific force laws such as “gravity falls off as the 2-2 power of the distance” acquire independent content.

The three laws alone do not determine any motion. Only when we specify what function of position, velocity and time F\boldsymbol{F} is does the equation of motion become a differential equation to be solved. Such a specification comes from experiment and is called a constitutive law. Here are the standard ones.

Universal gravitation. Two point masses of masses MM and mm separated by a distance rr attract each other with a force of magnitude GMm/r2GMm/r^2, where G=6.674×1011 Nm2/kg2G = 6.674 \times 10^{-11}\ \mathrm{N\,m^2/kg^2}. Near the surface of the Earth one may take rRr \approx R_\oplus (the Earth’s radius), so the magnitude of the force is mgmg with g=GM/R29.8 m/s2g = GM_\oplus/R_\oplus^2 \approx 9.8\ \mathrm{m/s^2} very nearly constant.

Spring force (Hooke’s law). For an extension xx from the natural length, F=kxF = -kx, with a spring constant k>0k > 0. This linearity is not a fundamental law but an approximation. Indeed, if a general potential U(x)U(x) has a minimum at x=x0x = x_0, then Taylor’s theorem (Theorem 5.3[Mean Value Theorems and Taylor's Theorem], The Mean Value Theorem and Taylor’s Theorem) gives

U(x)=U(x0)+12U(x0)(xx0)2+O ⁣((xx0)3)U(x) = U(x_0) + \tfrac{1}{2}U''(x_0)(x-x_0)^2 + O\!\left((x-x_0)^3\right)

(the first-order term vanishes because U(x0)=0U'(x_0)=0). Hence the force is F=U(x)U(x0)(xx0)F = -U'(x) \approx -U''(x_0)(x-x_0), and setting k=U(x0)k = U''(x_0) recovers Hooke’s law. Near a minimum, every system is approximately a spring. This is why simple harmonic motion appears in every field.

Friction. For sliding friction between solids one commonly uses Coulomb’s approximation: a force of magnitude μN\mu N independent of the speed, directed opposite to the motion, where NN is the normal force and μ\mu the coefficient of kinetic friction. Drag in a fluid is F=γv\boldsymbol{F} = -\gamma\boldsymbol{v} (viscous drag) at low speeds, and has magnitude proportional to v2v^2 at high speeds.

Constraint forces. The tension in a string or the normal force from a floor is not given in advance; its value is determined by the requirement that a condition be met — that the string not stretch, that the body not penetrate the surface. Eliminating constraint forces from the treatment is one of the chief motivations for Lagrangian Mechanics.

Proposition 4.1Uniqueness for the initial value problem

Let m>0m > 0 and let F:R×Rn×RnRn\boldsymbol{F} : \mathbb{R} \times \mathbb{R}^n \times \mathbb{R}^n \to \mathbb{R}^n, (t,r,v)F(t,r,v)(t, \boldsymbol{r}, \boldsymbol{v}) \mapsto \boldsymbol{F}(t,\boldsymbol{r},\boldsymbol{v}), be continuous and moreover Lipschitz continuous in (r,v)(\boldsymbol{r},\boldsymbol{v}) uniformly in tt: there exists L>0L > 0 such that for all tt and all (r1,v1),(r2,v2)(\boldsymbol{r}_1,\boldsymbol{v}_1), (\boldsymbol{r}_2,\boldsymbol{v}_2),

F(t,r1,v1)F(t,r2,v2)L(r1r2+v1v2).|\boldsymbol{F}(t,\boldsymbol{r}_1,\boldsymbol{v}_1) - \boldsymbol{F}(t,\boldsymbol{r}_2,\boldsymbol{v}_2)| \le L\left(|\boldsymbol{r}_1-\boldsymbol{r}_2| + |\boldsymbol{v}_1-\boldsymbol{v}_2|\right).

Then on an interval Jt0J \ni t_0 there is at most one C2C^2 solution satisfying

mr¨(t)=F(t,r(t),r˙(t)),r(t0)=r0,r˙(t0)=v0.m\ddot{\boldsymbol{r}}(t) = \boldsymbol{F}(t, \boldsymbol{r}(t), \dot{\boldsymbol{r}}(t)), \qquad \boldsymbol{r}(t_0) = \boldsymbol{r}_0,\quad \dot{\boldsymbol{r}}(t_0) = \boldsymbol{v}_0 .

Remark 4.2When uniqueness fails

The proof is placed in the Appendix. Drop the Lipschitz condition and uniqueness genuinely breaks down. Norton pointed out that an equation of the form ms¨=sm\ddot{s} = \sqrt{s} (with s0s \ge 0) admits, for the initial condition s(0)=s˙(0)=0s(0)=\dot{s}(0)=0, the solution s(t)=t4/144s(t) = t^4/144 (when m=1m=1) besides s0s \equiv 0, and he presented this as a mechanical system by shaping it into a “dome”. The right-hand side s\sqrt{s} is not Lipschitz at s=0s=0, so the hypothesis of Proposition 4.1 fails. Determinism in classical mechanics does not come from the laws themselves but from an additional assumption: the smoothness of the force.

From here we consider motion x(t)x(t) along a line. The equation of motion is mx¨=Fm\ddot{x} = F.

When FF is a constant F0F_0, the acceleration a=F0/ma = F_0/m is constant too. Integrating v˙=a\dot{v} = a from t0=0t_0=0 (by the fundamental theorem of calculus, Theorem 5.4[積分の基本定理と定積分], The Fundamental Theorem of Calculus and Definite Integrals),

v(t)=v0+at,x(t)=x0+v0t+12at2.v(t) = v_0 + at, \qquad x(t) = x_0 + v_0 t + \tfrac{1}{2}at^2 .

Substituting t=(vv0)/at = (v - v_0)/a from the first equation (for a0a \ne 0) into the second,

xx0=v0vv0a+a2(vv0)2a2=2v0(vv0)+(vv0)22a=v2v022ax - x_0 = v_0\cdot\frac{v-v_0}{a} + \frac{a}{2}\cdot\frac{(v-v_0)^2}{a^2} = \frac{2v_0(v-v_0) + (v-v_0)^2}{2a} = \frac{v^2 - v_0^2}{2a}

which gives the time-free relation v2v02=2a(xx0)v^2 - v_0^2 = 2a(x-x_0). This is a special case of the energy conservation law proved below (Theorem 7.5). Indeed, multiplying both sides by m/2m/2 gives 12mv212mv02=F0(xx0)\frac{1}{2}mv^2 - \frac{1}{2}mv_0^2 = F_0 (x - x_0), which is exactly the statement that the change in kinetic energy equals the work done.

Example 5.1Falling with viscous drag

Take the downward vertical direction as positive and suppose a body of mass mm falls from v(0)=0v(0)=0 under gravity mgmg and viscous drag γv-\gamma v with γ>0\gamma > 0. The equation of motion is

mv˙=mgγv.m\dot{v} = mg - \gamma v .

Setting τ=m/γ\tau = m/\gamma and v=mg/γv_\infty = mg/\gamma gives v˙=(vv)/τ\dot{v} = -(v - v_\infty)/\tau. Putting w=vvw = v - v_\infty we get w˙=w/τ\dot{w} = -w/\tau, hence ddt(wet/τ)=et/τ(w˙+w/τ)=0\frac{d}{dt}\left(w e^{t/\tau}\right) = e^{t/\tau}(\dot{w} + w/\tau) = 0. Therefore w(t)=w(0)et/τ=vet/τw(t) = w(0)e^{-t/\tau} = -v_\infty e^{-t/\tau}, and

v(t)=v(1et/τ),x(t)=v[tτ(1et/τ)]v(t) = v_\infty\left(1 - e^{-t/\tau}\right), \qquad x(t) = v_\infty\left[t - \tau\left(1 - e^{-t/\tau}\right)\right]

(integrating vv with x(0)=0x(0)=0). As tt \to \infty we have vvv \to v_\infty, the terminal velocity.

Let us check that we recover free fall in the limit of negligible drag. For small t/τt/\tau we have et/τ=1tτ+t22τ2e^{-t/\tau} = 1 - \frac{t}{\tau} + \frac{t^2}{2\tau^2} - \cdots, so

v(t)=v(tτt22τ2+)=gt(1t2τ+)v(t) = v_\infty\left(\frac{t}{\tau} - \frac{t^2}{2\tau^2} + \cdots\right) = gt\left(1 - \frac{t}{2\tau} + \cdots\right)

(using v/τ=gv_\infty/\tau = g). The first term is gtgt, the free-fall velocity. The relative size of the correction is t/(2τ)t/(2\tau), so we may say quantitatively that drag can be ignored as long as tτt \ll \tau.

Theorem 5.2General solution of the harmonic oscillator

Let m>0m > 0, k>0k > 0 and set ω=k/m\omega = \sqrt{k/m}. If x:RRx : \mathbb{R} \to \mathbb{R} is C2C^2 and satisfies

mx¨(t)=kx(t)(tR),m\ddot{x}(t) = -k\,x(t) \qquad (t \in \mathbb{R}),

then

x(t)=x(0)cosωt+x˙(0)ωsinωtx(t) = x(0)\cos\omega t + \frac{\dot{x}(0)}{\omega}\sin\omega t

holds for every tt. Conversely, for any real numbers A,BA, B the function x(t)=Acosωt+Bsinωtx(t) = A\cos\omega t + B\sin\omega t is a solution of the equation.

Proof(Theorem 5.2)

We first check the converse direction. With x(t)=Acosωt+Bsinωtx(t) = A\cos\omega t + B\sin\omega t we have x˙(t)=Aωsinωt+Bωcosωt\dot{x}(t) = -A\omega\sin\omega t + B\omega\cos\omega t and x¨(t)=Aω2cosωtBω2sinωt=ω2x(t)\ddot{x}(t) = -A\omega^2\cos\omega t - B\omega^2\sin\omega t = -\omega^2 x(t), so mx¨=mω2x=kxm\ddot{x} = -m\omega^2 x = -kx and the equation is satisfied.

Now for uniqueness. Let xx be a solution, put A=x(0)A = x(0), B=x˙(0)/ωB = \dot{x}(0)/\omega, and define

u(t)=x(t)(Acosωt+Bsinωt).u(t) = x(t) - \left(A\cos\omega t + B\sin\omega t\right).

Both xx and the bracketed function solve the equation, and the equation is linear in uu, so uu also satisfies u¨=ω2u\ddot{u} = -\omega^2 u. Moreover u(0)=x(0)A=0u(0) = x(0) - A = 0 and u˙(0)=x˙(0)Bω=0\dot{u}(0) = \dot{x}(0) - B\omega = 0.

Now set

E(t)=12u˙(t)2+12ω2u(t)2.E(t) = \tfrac{1}{2}\dot{u}(t)^2 + \tfrac{1}{2}\omega^2 u(t)^2 .

Since uu is C2C^2, EE is differentiable, and the product rule gives

E˙=u˙u¨+ω2uu˙=u˙(ω2u)+ω2uu˙=0.\dot{E} = \dot{u}\ddot{u} + \omega^2 u\dot{u} = \dot{u}\left(-\omega^2 u\right) + \omega^2 u \dot{u} = 0 .

Hence EE is constant, and E(0)=120+12ω20=0E(0) = \frac{1}{2}\cdot 0 + \frac{1}{2}\omega^2\cdot 0 = 0, so E0E \equiv 0. As EE is a sum of two non-negative terms, both vanish; in particular 12ω2u(t)2=0\frac{1}{2}\omega^2 u(t)^2 = 0. Since ω>0\omega > 0, we get u(t)=0u(t) = 0 for every tt.

This proof anticipates the energy conservation law derived later (Theorem 7.5) and uses it as a tool for uniqueness. In the language of linear algebra, we have shown that the solution space is a two-dimensional vector space with basis {cosωt,sinωt}\{\cos\omega t, \sin\omega t\}.

Rewriting Acosωt+Bsinωt=Ccos(ωtφ)A\cos\omega t + B\sin\omega t = C\cos(\omega t - \varphi) with C=A2+B2C = \sqrt{A^2+B^2} and tanφ=B/A\tan\varphi = B/A, the quantity CC is the amplitude, ω\omega the angular frequency and φ\varphi the phase. The period is T=2π/ω=2πm/kT = 2\pi/\omega = 2\pi\sqrt{m/k}, and note that it is independent of the amplitude (isochronism).

Example 5.3A spring pendulum in numbers

A body attached to a spring with m=0.50 kgm = 0.50\ \mathrm{kg} and k=200 N/mk = 200\ \mathrm{N/m} is pulled 0.030 m0.030\ \mathrm{m} from the equilibrium position and released from rest.

The angular frequency is ω=k/m=200/0.50=400=20 rad/s\omega = \sqrt{k/m} = \sqrt{200/0.50} = \sqrt{400} = 20\ \mathrm{rad/s}, the period is T=2π/200.314 sT = 2\pi/20 \approx 0.314\ \mathrm{s}, and the frequency is 1/T3.18 Hz1/T \approx 3.18\ \mathrm{Hz}.

The initial conditions are x(0)=0.030 mx(0) = 0.030\ \mathrm{m} and x˙(0)=0\dot{x}(0) = 0, so by Theorem 5.2 we have x(t)=0.030cos(20t) mx(t) = 0.030\cos(20t)\ \mathrm{m}. Hence the maximum speed is ωC=20×0.030=0.60 m/s\omega C = 20 \times 0.030 = 0.60\ \mathrm{m/s} and the maximum magnitude of the acceleration is ω2C=400×0.030=12 m/s2\omega^2 C = 400 \times 0.030 = 12\ \mathrm{m/s^2}.

The total energy is 12kC2=12×200×(0.030)2=0.090 J\frac{1}{2}kC^2 = \frac{1}{2}\times 200 \times (0.030)^2 = 0.090\ \mathrm{J}. All of it should become kinetic energy at the instant the body passes through the centre, and indeed 12mvmax2=12×0.50×(0.60)2=0.090 J\frac{1}{2}m v_{\max}^2 = \frac{1}{2}\times 0.50 \times (0.60)^2 = 0.090\ \mathrm{J} agrees.

We now consider a system of NN point masses. We split the force on point mass ii (mass mim_i, position ri\boldsymbol{r}_i) into the external force Fiext\boldsymbol{F}_i^{\mathrm{ext}} acting from outside the system and the internal forces Fij\boldsymbol{F}_{ij} exerted by the point masses jj within the system. The second law (Axiom 3.3) reads

mir¨i=Fiext+jiFij(i=1,,N).m_i \ddot{\boldsymbol{r}}_i = \boldsymbol{F}_i^{\mathrm{ext}} + \sum_{j \ne i} \boldsymbol{F}_{ij} \qquad (i = 1,\dots,N).

Theorem 6.1Conservation of momentum

In the setting above, suppose the internal forces satisfy the weak form of the third law (Axiom 3.4), Fij=Fji\boldsymbol{F}_{ij} = -\boldsymbol{F}_{ji}. Define the total momentum of the system by P=i=1Nmir˙i\boldsymbol{P} = \sum_{i=1}^{N} m_i\dot{\boldsymbol{r}}_i. Then

dPdt=i=1NFiext\frac{d\boldsymbol{P}}{dt} = \sum_{i=1}^{N}\boldsymbol{F}_i^{\mathrm{ext}}

holds. In particular, if the sum of the external forces vanishes identically, then P\boldsymbol{P} is constant in time.

Proof(Theorem 6.1)

Sum the equations of motion over ii:

dPdt=imir¨i=iFiext+ijiFij.\frac{d\boldsymbol{P}}{dt} = \sum_{i} m_i\ddot{\boldsymbol{r}}_i = \sum_i \boldsymbol{F}_i^{\mathrm{ext}} + \sum_{i}\sum_{j \ne i}\boldsymbol{F}_{ij} .

The double sum runs over all ordered pairs (i,j)(i,j) with iji \ne j. Grouping it by unordered pairs {i,j}\{i,j\}, each unordered pair contributes exactly two terms, Fij\boldsymbol{F}_{ij} and Fji\boldsymbol{F}_{ji}. By the weak form of the third law their sum is Fij+Fji=0\boldsymbol{F}_{ij} + \boldsymbol{F}_{ji} = \boldsymbol{0}. Hence the entire double sum vanishes, which gives the first identity.

If the sum of the external forces is 0\boldsymbol{0}, then dP/dt=0d\boldsymbol{P}/dt = \boldsymbol{0}, so each component is a constant function and P\boldsymbol{P} is constant.

Corollary 6.2Motion of the centre of mass

Let M=imiM = \sum_i m_i be the total mass and R=1Mimiri\boldsymbol{R} = \frac{1}{M}\sum_i m_i \boldsymbol{r}_i the centre of mass. Under the hypotheses of Theorem 6.1,

MR¨=iFiext.M\ddot{\boldsymbol{R}} = \sum_{i}\boldsymbol{F}_i^{\mathrm{ext}} .

That is, the centre of mass moves exactly as a single point mass carrying the whole mass and subject to the sum of the external forces.

Proof(Corollary 6.2)

Differentiating MR=imiriM\boldsymbol{R} = \sum_i m_i\boldsymbol{r}_i once with respect to tt gives MR˙=imir˙i=PM\dot{\boldsymbol{R}} = \sum_i m_i\dot{\boldsymbol{r}}_i = \boldsymbol{P} (both mim_i and MM are constants, so linearity of differentiation applies directly). Differentiating once more gives MR¨=dP/dtM\ddot{\boldsymbol{R}} = d\boldsymbol{P}/dt, and applying Theorem 6.1 yields the conclusion.

Thanks to this corollary one can say at once that when a firework bursts, the centre of mass of all the fragments continues along the original parabola. However complicated the internal forces of the explosion, they have no effect whatsoever on the motion of the centre of mass.

Example 6.3Perfectly inelastic collision

On a smooth horizontal surface a cart of mass m1=2.0 kgm_1 = 2.0\ \mathrm{kg} travelling at v1=3.0 m/sv_1 = 3.0\ \mathrm{m/s} collides with a stationary cart of mass m2=4.0 kgm_2 = 4.0\ \mathrm{kg} and the two stick together. No external force acts horizontally, so by Theorem 6.1 the momentum is conserved across the collision:

m1v1+m20=(m1+m2)v    v=2.0×3.06.0=1.0 m/s.m_1 v_1 + m_2\cdot 0 = (m_1+m_2)v' \implies v' = \frac{2.0\times 3.0}{6.0} = 1.0\ \mathrm{m/s}.

What about the kinetic energy? Before the collision it is 12×2.0×3.02=9.0 J\frac{1}{2}\times 2.0\times 3.0^2 = 9.0\ \mathrm{J} and afterwards 12×6.0×1.02=3.0 J\frac{1}{2}\times 6.0 \times 1.0^2 = 3.0\ \mathrm{J}, so 6.0 J6.0\ \mathrm{J} has been lost. The lost part went into deformation and heat.

Momentum is conserved but kinetic energy is not. This asymmetry matters. Momentum conservation follows from the third law alone and is therefore indifferent to the details of the internal forces, whereas conservation of mechanical energy requires, as the next section shows, the additional condition that the force be conservative.

Definition 7.1Work and kinetic energy

When a point mass moves under a force F\boldsymbol{F} along a C1C^1 path r:[t1,t2]R3\boldsymbol{r}:[t_1,t_2] \to \mathbb{R}^3, we define the work done by the force during this interval to be

W=t1t2F(t)r˙(t)dt,W = \int_{t_1}^{t_2} \boldsymbol{F}(t)\cdot\dot{\boldsymbol{r}}(t)\,dt ,

and the kinetic energy of the point mass to be K=12mv2K = \frac{1}{2}m|\boldsymbol{v}|^2.

Theorem 7.2Work-energy theorem

Let a point mass of constant mass mm satisfy the equation of motion mr¨=Fm\ddot{\boldsymbol{r}} = \boldsymbol{F} in an inertial frame, with r\boldsymbol{r} of class C2C^2 on [t1,t2][t_1,t_2] and F\boldsymbol{F} continuous. Then

K(t2)K(t1)=t1t2Fr˙dt.K(t_2) - K(t_1) = \int_{t_1}^{t_2}\boldsymbol{F}\cdot\dot{\boldsymbol{r}}\,dt .

That is, the change in kinetic energy equals the work done by the force during that interval.

Proof(Theorem 7.2)

Differentiate K(t)=12mv(t)v(t)K(t) = \frac{1}{2}m\,\boldsymbol{v}(t)\cdot\boldsymbol{v}(t). The inner product is a sum of products of components, so applying the product rule componentwise gives

dKdt=12m(v˙v+vv˙)=mav\frac{dK}{dt} = \frac{1}{2}m\left(\dot{\boldsymbol{v}}\cdot\boldsymbol{v} + \boldsymbol{v}\cdot\dot{\boldsymbol{v}}\right) = m\,\boldsymbol{a}\cdot\boldsymbol{v}

(using symmetry of the inner product). Substituting the equation of motion ma=Fm\boldsymbol{a} = \boldsymbol{F} (Axiom 3.3) gives dKdt=Fv\dfrac{dK}{dt} = \boldsymbol{F}\cdot\boldsymbol{v}.

Since r\boldsymbol{r} is C2C^2 and F\boldsymbol{F} is continuous, the right-hand side is continuous on [t1,t2][t_1,t_2] and KK is C1C^1. By the fundamental theorem of calculus,

K(t2)K(t1)=t1t2dKdtdt=t1t2Fr˙dt.K(t_2)-K(t_1) = \int_{t_1}^{t_2}\frac{dK}{dt}\,dt = \int_{t_1}^{t_2}\boldsymbol{F}\cdot\dot{\boldsymbol{r}}\,dt .

Definition 7.3Conservative forces and potentials

A force field F:DR3\boldsymbol{F}: D \to \mathbb{R}^3 defined on a region DR3D \subset \mathbb{R}^3 is called conservative if there is a C1C^1 function U:DRU : D \to \mathbb{R} with

F(r)=U(r)(rD).\boldsymbol{F}(\boldsymbol{r}) = -\nabla U(\boldsymbol{r}) \qquad (\boldsymbol{r} \in D).

This UU is called the potential energy. It is unique up to an additive constant (when DD is connected).

A conservative force is determined by position alone and involves neither velocity nor time. Friction depends on the direction of motion — it is a function of velocity — and so falls outside this definition. For multivariable differentiation and the gradient \nabla, see the definition of total differentiability(Definition 4.1)[多変数関数の微分と偏微分] (Differentiation of Functions of Several Variables).

Proposition 7.4Every continuous force in one dimension is conservative

Let IRI \subset \mathbb{R} be an interval, let F:IRF : I \to \mathbb{R} be continuous, fix x0Ix_0 \in I and set

U(x)=x0xF(ξ)dξ.U(x) = -\int_{x_0}^{x} F(\xi)\,d\xi .

Then UU is C1C^1 with U(x)=F(x)U'(x) = -F(x); that is, FF is conservative.

Proof(Proposition 7.4)

Since FF is continuous on II, the fundamental theorem of calculus says that xx0xF(ξ)dξx \mapsto \int_{x_0}^{x}F(\xi)d\xi is differentiable with derivative equal to F(x)F(x), and this derivative is continuous because FF is. Multiplying by 1-1 gives U(x)=F(x)U'(x) = -F(x) with UU' continuous, i.e. UU is C1C^1.

In one dimension, every force that is a continuous function of position is conservative. Energy conservation can fail only when the force depends on velocity (friction, drag) or depends explicitly on time (the system is being shaken from outside). In three dimensions the situation changes: a function of position alone need not be conservative — one needs ×F=0\nabla \times \boldsymbol{F} = \boldsymbol{0}.

Theorem 7.5Conservation of mechanical energy

Let m>0m > 0 be constant, let UU be a C1C^1 function on a region DD, and suppose a point mass traces a C2C^2 trajectory inside DD satisfying the equation of motion

mr¨(t)=U(r(t)).m\ddot{\boldsymbol{r}}(t) = -\nabla U(\boldsymbol{r}(t)).

Then the mechanical energy

E(t)=12mr˙(t)2+U(r(t))E(t) = \tfrac{1}{2}m|\dot{\boldsymbol{r}}(t)|^2 + U(\boldsymbol{r}(t))

is constant in time.

Proof(Theorem 7.5)

As shown in the proof of Theorem 7.2, dKdt=Fr˙\dfrac{dK}{dt} = \boldsymbol{F}\cdot\dot{\boldsymbol{r}}. On the other hand, the chain rule (Theorem 6.1[多変数関数の微分と偏微分]) gives

ddtU(r(t))=U(r(t))r˙(t).\frac{d}{dt}U(\boldsymbol{r}(t)) = \nabla U(\boldsymbol{r}(t))\cdot\dot{\boldsymbol{r}}(t).

Using the hypothesis F=U\boldsymbol{F} = -\nabla U,

dEdt=dKdt+ddtU(r(t))=(U)r˙+Ur˙=0.\frac{dE}{dt} = \frac{dK}{dt} + \frac{d}{dt}U(\boldsymbol{r}(t)) = \left(-\nabla U\right)\cdot\dot{\boldsymbol{r}} + \nabla U\cdot\dot{\boldsymbol{r}} = 0 .

Since EE is differentiable on an interval with identically vanishing derivative, the mean value theorem shows it is a constant function.

Corollary 7.6Quadrature for one-dimensional conservative systems

Consider one-dimensional motion governed by mx¨=U(x)m\ddot{x} = -U'(x) with UU of class C1C^1, and set E=12mx˙2+U(x)E = \frac{1}{2}m\dot{x}^2 + U(x). On an interval where EU(x)>0E - U(x) > 0 and x˙>0\dot{x} > 0, we have

x˙=2(EU(x))m,tt1=x(t1)x(t)m2(EU(ξ))dξ.\dot{x} = \sqrt{\frac{2\left(E - U(x)\right)}{m}}, \qquad t - t_1 = \int_{x(t_1)}^{x(t)}\sqrt{\frac{m}{2\left(E-U(\xi)\right)}}\,d\xi .

That is, the motion is determined by a single integration (a quadrature).

Proof(Corollary 7.6)

By Theorem 7.5 we have 12mx˙2=EU(x)\frac{1}{2}m\dot{x}^2 = E - U(x). Dividing both sides by m/2m/2 and taking the square root, choosing the positive sign because x˙>0\dot{x} > 0 by hypothesis, gives the first identity. Next, separate variables in the first identity as dx2(EU(x))/m=dt\dfrac{dx}{\sqrt{2(E-U(x))/m}} = dt and integrate from t1t_1 to tt. The left-hand side becomes a substitution integral in xx, and since EU>0E - U > 0 the integrand is continuous, so the second identity follows.

7.1. Reading the motion off the potential diagram

Section titled “7.1. Reading the motion off the potential diagram”

Because EU(x)=12mx˙20E - U(x) = \frac{1}{2}m\dot{x}^2 \ge 0, the point mass can only enter the region where U(x)EU(x) \le E. At points where equality holds the velocity vanishes and the motion turns around; such points are called turning points. Simply drawing the horizontal line U=EU = E on the graph of the potential tells us whether the motion is bounded or unbounded and where it turns around.

UxEx₁x₂KU → 0 (level at which binding ends)
Potential curve and energy level. The gap between them is the kinetic energy; where they meet is a turning point.

At the energy EE shown in the figure, the point mass oscillates between x1x_1 and x2x_2 (bounded motion). Raise EE until the dashed line passes above the horizontal asymptote U0U \to 0 and the right-hand turning point disappears: the point mass escapes to infinity (unbounded motion). The energy at this boundary is the condition for the binding to break; for a celestial body it gives the escape velocity.

Example 7.7Escape velocity from the Earth

The potential of a body of mass mm at distance rr from the centre of the Earth (mass MM, radius RR) is U(r)=GMm/rU(r) = -GMm/r, with the zero taken at infinity. If it is launched vertically upward from the surface with speed vv, then, neglecting air resistance and the Earth’s rotation, Theorem 7.5 tells us that

E=12mv2GMmRE = \frac{1}{2}mv^2 - \frac{GMm}{R}

is conserved. Reaching infinity (where U0U \to 0 as rr \to \infty, with 12mr˙20\frac{1}{2}m\dot{r}^2 \ge 0) requires and is guaranteed by E0E \ge 0, that is

v2GMR.v \ge \sqrt{\frac{2GM}{R}} .

Putting in numbers: GM=3.986×1014 m3/s2GM = 3.986\times 10^{14}\ \mathrm{m^3/s^2} and R=6.371×106 mR = 6.371\times 10^{6}\ \mathrm{m}, so

2GMR=2×3.986×10146.371×106=1.251×108 m2/s2,v1.119×104 m/s11.2 km/s.\frac{2GM}{R} = \frac{2 \times 3.986\times 10^{14}}{6.371\times 10^{6}} = 1.251\times 10^{8}\ \mathrm{m^2/s^2}, \qquad v \ge 1.119\times 10^{4}\ \mathrm{m/s} \approx 11.2\ \mathrm{km/s}.

Note that the mass mm drops out. A ball and a rocket need the same speed.

Example 7.8With friction: energy is not conserved

A body of mass m=2.0 kgm = 2.0\ \mathrm{kg} slides along a horizontal surface with initial speed v0=6.0 m/sv_0 = 6.0\ \mathrm{m/s}. With a coefficient of kinetic friction μ=0.30\mu = 0.30 and g=9.8 m/s2g = 9.8\ \mathrm{m/s^2}, the normal force is N=mgN = mg and the friction force has magnitude μmg\mu mg, directed opposite to the motion. The equation of motion is mv˙=μmgm\dot{v} = -\mu mg, so the acceleration is the constant μg=2.94 m/s2-\mu g = -2.94\ \mathrm{m/s^2}.

Substituting v=0v = 0 into the relation v2v02=2a(xx0)v^2 - v_0^2 = 2a(x-x_0) for uniformly accelerated motion, the stopping distance is

d=v022μg=362×0.30×9.8=365.886.1 m.d = \frac{v_0^2}{2\mu g} = \frac{36}{2 \times 0.30 \times 9.8} = \frac{36}{5.88} \approx 6.1\ \mathrm{m}.

Let us balance the energy books. The initial kinetic energy is 12×2.0×6.02=36 J\frac{1}{2}\times 2.0 \times 6.0^2 = 36\ \mathrm{J}, and the work done by friction is μmgd=0.30×2.0×9.8×6.136 J-\mu mg\,d = -0.30\times 2.0\times 9.8\times 6.1 \approx -36\ \mathrm{J}; the two match, as Theorem 7.2 requires. But friction depends on the direction of the velocity, so it is not a conservative force, and there is no potential storing those 36 J36\ \mathrm{J}. The mechanical energy turns into heat and leaves the framework of mechanics.

flowchart TD
A["Second law: m a = F"] --> B["Equation of motion for one point mass"]
C["Third law: action and reaction (weak form)"] --> D["Internal forces cancel"]
B --> D
D --> E["Momentum conservation (external forces sum to 0)"]
B --> F["Work-energy theorem"]
G["Conservative force: F = -grad U"] --> H["Mechanical energy conservation"]
F --> H
H --> I["Solvable by quadrature in one dimension"]
How the conservation laws follow from the three laws

The diagram shows that the conservation laws are consequences of the equation of motion. There is, however, a route in the opposite direction, deriving the conservation laws from a more fundamental principle: homogeneity of space yields conservation of momentum and homogeneity of time yields conservation of energy. That is Noether’s theorem (Symmetries and Conservation Laws (Noether’s Theorem)). Its formulation requires Lagrangian Mechanics.

Exercise 8.1Easy

A ball is thrown vertically upward from the ground with initial speed v0=20 m/sv_0 = 20\ \mathrm{m/s}. Neglecting air resistance and taking g=9.8 m/s2g = 9.8\ \mathrm{m/s^2}, find the height hh of the highest point and the time t1t_1 needed to reach it. Then obtain the same hh from energy conservation.

Solution

Take upward as positive. The only force is gravity, so my¨=mgm\ddot{y} = -mg and the acceleration is the constant a=ga = -g. From the formulas for uniformly accelerated motion, v(t)=v0gtv(t) = v_0 - gt. At the highest point v=0v = 0, so

t1=v0g=209.82.04 s.t_1 = \frac{v_0}{g} = \frac{20}{9.8} \approx 2.04\ \mathrm{s}.

Substituting into y(t)=v0t12gt2y(t) = v_0 t - \frac{1}{2}gt^2 gives the height

h=v02g12v02g=v022g=40019.620.4 m.h = \frac{v_0^2}{g} - \frac{1}{2}\cdot\frac{v_0^2}{g} = \frac{v_0^2}{2g} = \frac{400}{19.6} \approx 20.4\ \mathrm{m}.

Energy gives the same result. Gravity mg-mg is a function of position alone, so by Proposition 7.4 it is conservative, with U(y)=mgyU(y) = mgy (indeed U(y)=mg=(mg)U'(y) = mg = -(-mg)). By Theorem 7.5,

12mv02+0=12m02+mgh    h=v022g,\tfrac{1}{2}mv_0^2 + 0 = \tfrac{1}{2}m\cdot 0^2 + mgh \implies h = \frac{v_0^2}{2g},

which is 20.4 m20.4\ \mathrm{m}, independent of the mass.

Exercise 8.2Standard

For motion governed by mx¨=kxm\ddot{x} = -kx with initial conditions x(0)=x0x(0) = x_0 and x˙(0)=v0\dot{x}(0) = v_0, express the amplitude CC (the maximum value attained by x(t)x(t)) in terms of x0x_0, v0v_0 and ω=k/m\omega = \sqrt{k/m}. Then verify that the result is consistent with energy conservation.

Solution

By Theorem 5.2, x(t)=x0cosωt+v0ωsinωtx(t) = x_0\cos\omega t + \dfrac{v_0}{\omega}\sin\omega t. Put A=x0A = x_0, B=v0/ωB = v_0/\omega, C=A2+B2C = \sqrt{A^2+B^2}, and choose φ\varphi with cosφ=A/C\cos\varphi = A/C and sinφ=B/C\sin\varphi = B/C (such a φ\varphi exists because for C>0C > 0 the pair (A/C,B/C)(A/C, B/C) lies on the unit circle). The addition formula then gives

x(t)=C(cosφcosωt+sinφsinωt)=Ccos(ωtφ).x(t) = C\left(\cos\varphi\cos\omega t + \sin\varphi\sin\omega t\right) = C\cos(\omega t - \varphi).

The range of cos\cos is [1,1][-1,1] and there is a tt with ωtφ=0\omega t - \varphi = 0, so the maximum is exactly CC. Hence

C=x02+v02ω2.C = \sqrt{x_0^2 + \frac{v_0^2}{\omega^2}} .

Now the consistency with energy. By Theorem 7.5, E=12mv02+12kx02E = \frac{1}{2}mv_0^2 + \frac{1}{2}kx_0^2 is constant. On the other hand, at the instants when x=±Cx = \pm C we have x˙=0\dot{x} = 0, so E=12kC2E = \frac{1}{2}kC^2. Equating the two,

12kC2=12mv02+12kx02    C2=x02+mkv02=x02+v02ω2,\tfrac{1}{2}kC^2 = \tfrac{1}{2}mv_0^2 + \tfrac{1}{2}kx_0^2 \implies C^2 = x_0^2 + \frac{m}{k}v_0^2 = x_0^2 + \frac{v_0^2}{\omega^2},

in agreement with the previous result.

Exercise 8.3Standard

Two point masses of masses m1,m2m_1, m_2 move along a smooth line with velocities v1,v2v_1, v_2, collide and stick together. No external force acts. Find the velocity vv' after the collision and show that the kinetic energy lost is

ΔK=12μ(v1v2)2,μ=m1m2m1+m2\Delta K = -\frac{1}{2}\mu\left(v_1 - v_2\right)^2, \qquad \mu = \frac{m_1m_2}{m_1+m_2}

(the quantity μ\mu is called the reduced mass).

Solution

The sum of the external forces is 00, so by Theorem 6.1 the momentum is conserved:

m1v1+m2v2=(m1+m2)v    v=m1v1+m2v2m1+m2.m_1v_1 + m_2v_2 = (m_1+m_2)v' \implies v' = \frac{m_1v_1+m_2v_2}{m_1+m_2}.

Put M=m1+m2M = m_1+m_2. The change in kinetic energy is

ΔK=12Mv212m1v1212m2v22=(m1v1+m2v2)22Mm1v12+m2v222.\Delta K = \tfrac{1}{2}Mv'^2 - \tfrac{1}{2}m_1v_1^2 - \tfrac{1}{2}m_2v_2^2 = \frac{(m_1v_1+m_2v_2)^2}{2M} - \frac{m_1v_1^2 + m_2v_2^2}{2}.

Bringing the right-hand side over a common denominator and computing the numerator,

(m1v1+m2v2)2M(m1v12+m2v22)=m12v12+2m1m2v1v2+m22v22(m12v12+m1m2v22+m1m2v12+m22v22)=2m1m2v1v2m1m2v12m1m2v22=m1m2(v1v2)2.\begin{aligned} (m_1v_1+m_2v_2)^2 - M\left(m_1v_1^2+m_2v_2^2\right) &= m_1^2v_1^2 + 2m_1m_2v_1v_2 + m_2^2v_2^2 \\ &\quad - \left(m_1^2v_1^2 + m_1m_2v_2^2 + m_1m_2v_1^2 + m_2^2v_2^2\right) \\ &= 2m_1m_2v_1v_2 - m_1m_2v_1^2 - m_1m_2v_2^2 \\ &= -m_1m_2\left(v_1-v_2\right)^2 . \end{aligned}

Therefore

ΔK=m1m2(v1v2)22M=12μ(v1v2)20.\Delta K = \frac{-m_1m_2(v_1-v_2)^2}{2M} = -\frac{1}{2}\mu(v_1-v_2)^2 \le 0 .

The loss is determined by the relative velocity v1v2v_1 - v_2 alone, and there is no loss only when the relative velocity is 00 (the two travelling side by side at the same velocity). For the numbers in Example 6.3, μ=8.0/6.01.33 kg\mu = 8.0/6.0 \approx 1.33\ \mathrm{kg} and ΔK=12×1.33×3.02=6.0 J\Delta K = -\frac{1}{2}\times 1.33 \times 3.0^2 = -6.0\ \mathrm{J}, agreeing with the value computed directly.

Exercise 8.4Hard

Using the quadrature formula of Corollary 7.6, compute the period of a point mass of mass mm moving with energy E>0E > 0 in the potential U(x)=12kx2U(x) = \frac{1}{2}kx^2, and verify that T=2πm/kT = 2\pi\sqrt{m/k}, i.e. that the period does not depend on EE.

Solution

Solving U(x)=EU(x) = E gives the turning points x=±Ax = \pm A with A=2E/kA = \sqrt{2E/k}. The motion is a back-and-forth between A-A and AA, and by symmetry the period is four times the time needed to move from 00 to AA. Indeed, UU is even, so the equation is invariant under xxx \mapsto -x, and it is also invariant under time reversal ttt \mapsto -t; hence the four stretches 0A0 \to A, A0A \to 0, 0A0 \to -A, A0-A \to 0 all take the same time.

By Corollary 7.6, while xx moves from 00 to AA (where x˙>0\dot{x} > 0 and EU>0E - U > 0 for x<Ax < A),

T4=0Am2(E12kξ2)dξ=0Amkdξ2Ekξ2=mk0AdξA2ξ2,\frac{T}{4} = \int_{0}^{A}\sqrt{\frac{m}{2\left(E - \frac{1}{2}k\xi^2\right)}}\,d\xi = \int_{0}^{A}\sqrt{\frac{m}{k}}\cdot\frac{d\xi}{\sqrt{\frac{2E}{k} - \xi^2}} = \sqrt{\frac{m}{k}}\int_{0}^{A}\frac{d\xi}{\sqrt{A^2-\xi^2}} ,

where we used 2(E12kξ2)=k(2Ekξ2)=k(A2ξ2)2(E - \frac{1}{2}k\xi^2) = k\left(\frac{2E}{k} - \xi^2\right) = k(A^2-\xi^2). Substituting ξ=Asinθ\xi = A\sin\theta gives dξ=Acosθdθd\xi = A\cos\theta\,d\theta and A2ξ2=Acosθ\sqrt{A^2-\xi^2} = A\cos\theta (since cosθ0\cos\theta \ge 0 for 0θπ/20 \le \theta \le \pi/2), so

0AdξA2ξ2=0π/2dθ=π2\int_{0}^{A}\frac{d\xi}{\sqrt{A^2-\xi^2}} = \int_{0}^{\pi/2}d\theta = \frac{\pi}{2}

(the integrand diverges as ξA\xi \to A, but the integral after substitution is finite: it converges as an improper integral). Therefore

T4=π2mk,T=2πmk.\frac{T}{4} = \frac{\pi}{2}\sqrt{\frac{m}{k}}, \qquad T = 2\pi\sqrt{\frac{m}{k}} .

The amplitude AA cancelled, so the period is independent of the energy. This is the isochronism of the harmonic oscillator. If UU is proportional to something other than x2x^2 — say x4x^4 — then AA survives and the period does depend on the amplitude.

  • I. Newton, Philosophiæ Naturalis Principia Mathematica, 1687 — the opening “Axioms, or Laws of Motion”. A Japanese translation is Saruhito Nakano (trans.), Principia: Shizen Tetsugaku no Sūgakuteki Genri, Kodansha (in Japanese).
  • Kiyoshi Harashima, Rikigaku, Shokabo (in Japanese) — Chapters 1–3. A standard Japanese textbook, careful about the meaning of the three laws and about one-dimensional solution methods.
  • L. D. Landau and E. M. Lifshitz, Rikigaku (Mechanics, 3rd revised ed.), Tokyo Tosho (in Japanese) — Chapters 1 and 2. Starts from the principle of least action and derives the conservation laws from symmetries.
  • D. Kleppner and R. Kolenkow, An Introduction to Mechanics, 2nd ed., Cambridge University Press, 2014 — Chapters 2–5 (Newton’s laws, momentum, energy).
  • V. I. Arnold, Mathematical Methods of Classical Mechanics, 2nd ed., Springer, 1989 — Chapter 1. Gives a mathematical formulation of Galilean transformations and of the principle of determinacy.
  • J. D. Norton, “The Dome: An Unexpectedly Simple Failure of Determinism”, Philosophy of Science 75 (2008) — an example in which determinism in classical mechanics fails once the Lipschitz condition is violated.

Strategy. We prove Proposition 4.1. We rewrite the second-order equation as a first-order system and apply Grönwall’s inequality to the difference of two solutions.

Put y=(r,v)R2n\boldsymbol{y} = (\boldsymbol{r}, \boldsymbol{v}) \in \mathbb{R}^{2n} and define

G(t,y)=(v, 1mF(t,r,v)).\boldsymbol{G}(t, \boldsymbol{y}) = \left(\boldsymbol{v},\ \frac{1}{m}\boldsymbol{F}(t,\boldsymbol{r},\boldsymbol{v})\right).

The original equation is then equivalent to y˙=G(t,y)\dot{\boldsymbol{y}} = \boldsymbol{G}(t,\boldsymbol{y}) with y(t0)=(r0,v0)\boldsymbol{y}(t_0) = (\boldsymbol{r}_0,\boldsymbol{v}_0). Indeed, that y=(r,v)\boldsymbol{y} = (\boldsymbol{r},\boldsymbol{v}) satisfies this system means r˙=v\dot{\boldsymbol{r}} = \boldsymbol{v} and v˙=F/m\dot{\boldsymbol{v}} = \boldsymbol{F}/m, which is the same as mr¨=Fm\ddot{\boldsymbol{r}} = \boldsymbol{F}.

Lipschitz continuity of G\boldsymbol{G}. For yi=(ri,vi)\boldsymbol{y}_i = (\boldsymbol{r}_i,\boldsymbol{v}_i) with i=1,2i = 1,2, estimating the norm by the sum of the components,

G(t,y1)G(t,y2)v1v2+1mF(t,r1,v1)F(t,r2,v2)(1+Lm)(r1r2+v1v2)\left|\boldsymbol{G}(t,\boldsymbol{y}_1) - \boldsymbol{G}(t,\boldsymbol{y}_2)\right| \le |\boldsymbol{v}_1-\boldsymbol{v}_2| + \frac{1}{m}\left|\boldsymbol{F}(t,\boldsymbol{r}_1,\boldsymbol{v}_1)-\boldsymbol{F}(t,\boldsymbol{r}_2,\boldsymbol{v}_2)\right| \le \left(1 + \frac{L}{m}\right)\left(|\boldsymbol{r}_1-\boldsymbol{r}_2| + |\boldsymbol{v}_1-\boldsymbol{v}_2|\right)

(using the assumed Lipschitz condition). Writing the coefficient on the right as Λ=1+L/m\Lambda = 1 + L/m and measuring y1y2|\boldsymbol{y}_1 - \boldsymbol{y}_2| by the componentwise sum norm r1r2+v1v2|\boldsymbol{r}_1-\boldsymbol{r}_2| + |\boldsymbol{v}_1-\boldsymbol{v}_2|, we obtain G(t,y1)G(t,y2)Λy1y2|\boldsymbol{G}(t,\boldsymbol{y}_1)-\boldsymbol{G}(t,\boldsymbol{y}_2)| \le \Lambda|\boldsymbol{y}_1-\boldsymbol{y}_2|.

Passing to the integral form. Let y1,y2\boldsymbol{y}_1, \boldsymbol{y}_2 be solutions on JJ with the same initial value. Both are C1C^1, so the fundamental theorem of calculus gives, for tt0t \ge t_0,

yi(t)=yi(t0)+t0tG(s,yi(s))ds.\boldsymbol{y}_i(t) = \boldsymbol{y}_i(t_0) + \int_{t_0}^{t}\boldsymbol{G}(s,\boldsymbol{y}_i(s))\,ds .

Since the initial values agree, taking the difference gives

φ(t):=y1(t)y2(t)t0tG(s,y1(s))G(s,y2(s))dsΛt0tφ(s)ds\varphi(t) := \left|\boldsymbol{y}_1(t)-\boldsymbol{y}_2(t)\right| \le \int_{t_0}^{t}\left|\boldsymbol{G}(s,\boldsymbol{y}_1(s))-\boldsymbol{G}(s,\boldsymbol{y}_2(s))\right|ds \le \Lambda\int_{t_0}^{t}\varphi(s)\,ds

(using the triangle inequality for integrals and then the Lipschitz estimate).

Grönwall’s inequality. Set ψ(t)=t0tφ(s)ds\psi(t) = \int_{t_0}^{t}\varphi(s)\,ds. Since φ\varphi is continuous, ψ\psi is C1C^1 with ψ=φ\psi' = \varphi, and the inequality above reads ψ(t)Λψ(t)\psi'(t) \le \Lambda\psi(t) with ψ(t0)=0\psi(t_0)=0. Hence

ddt(eΛtψ(t))=eΛt(ψ(t)Λψ(t))0,\frac{d}{dt}\left(e^{-\Lambda t}\psi(t)\right) = e^{-\Lambda t}\left(\psi'(t) - \Lambda\psi(t)\right) \le 0 ,

so eΛtψ(t)e^{-\Lambda t}\psi(t) is non-increasing for tt0t \ge t_0, whence eΛtψ(t)eΛt0ψ(t0)=0e^{-\Lambda t}\psi(t) \le e^{-\Lambda t_0}\psi(t_0) = 0, i.e. ψ(t)0\psi(t) \le 0. On the other hand φ0\varphi \ge 0 gives ψ0\psi \ge 0, so ψ0\psi \equiv 0; then again φΛψ=0\varphi \le \Lambda\psi = 0 together with φ0\varphi \ge 0 yields φ0\varphi \equiv 0. Therefore y1=y2\boldsymbol{y}_1 = \boldsymbol{y}_2 for tt0t \ge t_0.

Backwards in time. For tt0t \le t_0, reverse time by setting y~(t)=y(2t0t)\tilde{\boldsymbol{y}}(t) = \boldsymbol{y}(2t_0 - t). Then y~\tilde{\boldsymbol{y}} satisfies y~˙(t)=G(2t0t,y~(t))\dot{\tilde{\boldsymbol{y}}}(t) = -\boldsymbol{G}(2t_0-t, \tilde{\boldsymbol{y}}(t)), whose right-hand side is Lipschitz with the same constant Λ\Lambda. Applying the same argument on the side tt0t \ge t_0 and returning to the original variable gives agreement for tt0t \le t_0. This establishes uniqueness on all of JJ.

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